Compliance Officer, Dublin

About Goodbody Goodbody is a leading financial services firm, committed to serving and growing client relationships for 150 years. We are a full‑service, investment‑led business offering wealth management, asset management, investment banking and private equity services. Our staff of over 400 work in offices across Dublin, London, Cork and Galway.

About the Compliance Officer Role We have an exciting opportunity to join our Compliance Assurance team for someone who is looking to further develop their career in Compliance. The Compliance Officer plays a critical role in ensuring the Firm adheres to regulatory requirements and provides assurance to our stakeholders on compliance across Goodbody’s activities. The successful candidate is required to advise, challenge and collaborate with business units to mitigate regulatory risks and promote compliance best practices.

Compliance Officer Accountabilities

Conduct monitoring and assurance reviews across business units ensuring compliance with regulatory requirements and the Firm’s policies&procedures

Complete root cause analysis on monitoring and assurance outputs and assist in developing corrective action plans

Escalate identified compliance risks and control weaknesses whilst tracking actions to completion

Maintain up‑to‑date knowledge on ESMA guidelines, MiFID II updates and other relevant regulatory developments

Collaborate with business units to promote a strong compliance culture

Conduct compliance engagements in a manner that will enhance the compliance experience

Qualifications and Experience

A minimum of 2 years’ experience in a second‑line or third‑line function is desired

Third‑level qualification in a business/legal related area is required

Completed or willing to complete the Professional Diploma in Compliance– LCI (Licentiate of the Compliance Institute)

Ideal Characteristics

A strong team player with demonstrated initiative

Excellent interpersonal skills with the ability to influence and challenge the business

Highly professional with a good understanding of financial services

Excellent attention to detail

Ability to work under pressure and prioritise workload

Benefits

A benefits package that includes a generous pension scheme, educational sponsorship and health insurance, along with a hybrid working model to promote better work/life balance

Goodbody is an equal opportunities employer and is committed to fostering an inclusive workplace which values and benefits from the diversity of our workforce. Reasonable accommodations are offered at every stage of our recruitment process.

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